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Behavioral Ecology Vol. 11 No. 1: 40-43
© 2000 International Society for Behavioral Ecology

Risk taking during parental care: a test of the harm-to-offspring hypothesis

Camilla Listøen, Robin Fjeld Karlsen and Tore Slagsvold

Department of Biology, University of Oslo, PO Box 1050 Blindern, N-0316 Oslo, Norway

Address correspondence to T. Slagsvold. E-mail: tore.slagsvold{at} bio.uio.no .

Received 9 February 1999; accepted 9 May 1999.


    ABSTRACT
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Amount of risk taking during parental care is often explained in relation to the reproductive value of the offspring. The "harm-to-offspring hypothesis" focuses on the relative harm a period of no parental care can do to the offspring. According to this hypothesis, parents should take greater risks for offspring in poor condition than for offspring in good condition. We manipulated offspring condition in the pied flycatcher (Ficedula hypoleuca) and tested the harm-to-offspring hypothesis by exposing parents to a predator model (a sparrowhawk, Accipiter nisus). Time elapsed until a parent first entered the nest-box was used as a risk-taking measure. Parents spent significantly shorter time until first nest visit for offspring in poor condition than for offspring in good condition. Hence, the harm-to-offspring hypothesis was supported.

Key words: Ficedula hypoleuca, offspring condition, parental care, predation risk, reproductive value.


    INTRODUCTION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
In many birds, the single most important variable affecting fitness is nest predation (Ricklefs, 1969Go). In altricial birds the chicks depend entirely on their parents for food and protection. The adult birds face a dilemma when exposed to a predator: should they defend the young and continue to feed them, or should they hide and ensure their own survival? So far most studies on nest defense have dealt with relationships between risk taking and reproductive value of the brood (review by Montgomerie and Weatherhead, 1988Go). Parents are assumed to increase their defense and risk taking with increasing reproductive value of the brood. Several studies have supported this hypothesis, though not all (e.g., Dale et al., 1996Go). Following the review by Montgomerie and Weatherhead (1988Go), Dale et al. (1996Go) suggested a new hypothesis to account for parental behavior when exposed to a predator. According to the "harm-to-offspring hypothesis," level of risk taking is adjusted to the harm the offspring will suffer from absence of parental care (incubation, brooding or feeding in birds).

Here we present an experimental test of the harm-to-offspring hypothesis by manipulating condition of nestling pied flycatchers (Ficedula hypoleuca) and recording parental risk-taking behavior. We predict that parents should take greater risks for offspring in poor condition than for offspring in good condition (Dale et al., 1996Go). This is because, regarding postfledging survival, the marginal benefit gained by feeding offspring in poor condition would be greater than that gained by feeding offspring in good condition (see Magrath, 1991Go; Slagsvold et al., 1995aGo).


    METHODS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
General
The study was carried out in Sørkedalen near Oslo in southern Norway during the breeding season of 1996. The study area consisted of a mixed coniferous and deciduous forest. All nestings took place in wooden nest-boxes fixed to trees about 1.5 m above ground with an entrance hole of 32 mm diam.

The pied flycatcher is a small (11-14 g), migratory, singlebrooded passerine bird. It is short-lived, hole-nesting, and insectivorous. The female builds the nest and incubates and broods alone, but both parents feed the chicks, which fledge within 14-16 days of hatching (Lundberg and Alatalo, 1992Go).

We captured and ringed pied flycatcher males on their arrival at nest-boxes with a metal ring and combinations colored rings. By making daily observations in the field, we collected data on the mating status of all birds, date of laying of first egg, clutch size, hatching date, and brood size.

Two stuffed specimens of female sparrowhawk (Accipiter nisus), both in resting position, were used. There was no significant difference between the response to the two predator models (Listøen, 1997Go). The sparrowhawk is a serious threat to adult pied flycatchers and is the only common bird of prey in our study area (Slagsvold et al., 1995bGo).

Experiment
We selected 20 monogamous pairs for the study. A pairwise design was used, pairing broods with regard to date of first egg. The parents were exposed to the models for the first time when the offspring were 8 days old (0 = day of hatching). The trials were carried out 3 days in a row (days 8, 9, and 10) for every pair, each day with different offspring conditions. Brood size (5-7 chicks) was never manipulated.

On the first day of the trial (day 8), offspring condition was unmanipulated (treatment U). On day 9, the two broods in a pair received different treatments S or F. In treatment S, all chicks in one nest were removed and starved by being held in a warming bag without food for about 3 h. In treatment F (fed), the chicks from the other nest were equally divided between the two nests. We assumed that these chicks would receive food from the adults and gain weight during the treatment time (3 h). On the final day (day 10), the treatments were switched. The brood which was starved on day 9 was now divided between the nests. The brood left was starved as described above. On day 9 and 10 we weighed the chicks before and after the treatment. After treatment we returned the chicks to their respective nests and began presentation the predator model.

When recording risk response, an observer settled in a hide >=10 m from the nest-box. Each parent was allowed to visit the nest twice before the model was presented to ensure that they had noticed the condition of the offspring. These nest visits were brief, suggesting that the parents were quickly able to judge the condition of the chicks. The model was then placed on top of the nest-box and the observer went back to the hide. The model was removed after both parents had spotted it. On average, the model was presented for 3 min. Observation started when the observer had returned to the hide after removing the model. The time elapsing until first entry in the nest-box (usually to feed the nestlings) was used as a risktaking measure, assuming risk of predation to be higher the sooner parents resume feeding after exposure to the predator (Dale et al., 1996Go). In the study area, sparrowhawks are serious threats to male and female pied flycatchers, particularly during the nestling period (Slagsvold and Dale, 1996Go; Slagsvold et al., 1995bGo). Parents may be particularly vulnerable when they enter the nest hole. Nest-boxes were situated only 1.5 m above ground, and sparrowhawks attack from above. We have witnessed hawks killing females perched at the entrance hole (Slagsvold and Dale, 1996Go). The trial ended if no parent had entered within 60 min. The predator model was always presented simultaneously to the two nests of a pair (i.e., with two observers and two models presented at the same time of day).

We decided which brood of a pair to be starved first by flipping a coin, except when the broods were of different ages (n = 2); then the oldest brood was starved first. The predator model to be used was also decided by flipping a coin. At the same nest the same model was used all days of the trial. When dividing broods uneven in size, the majority of the chicks were left in the original nest.

All trials were spread throughout the day (0700-1900 h) within the normal feeding time of the pied flycatcher (Lundberg and Alatalo, 1992Go). Time until first nest visit was not related to time of day or time of breeding season (26 June-9 July; Listøen, 1997Go). The model was never presented while it was raining, but during a few trials it started to rain. A few trials (3 of 54) were postponed a day because of bad weather, and for the same reason a few trials could not be carried out and so sample size was reduced.

Time until first nest visit in untreated (U), S, and F groups met a normal distribution. All statistical tests are two tailed.


    RESULTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Response to the model
The parents reacted strongly to the presence of the predator model, making loud alarm calls. They generally stayed in the nest-box tree or in a tree nearby after the removal of the model and continued to call, and they usually visited the nest-box opening several times before entering. Some parents entered the nest-box after a few minutes; others spent more than half an hour before entering. First visits into the nest-box were of short duration, always < 1 min. There was no bias in which sex entered first (Listøen, 1997Go). Second visits were on average 4.4 min (SD = 5.3, n = 54) after the first one.

All broods lost weight during the 3 h of starvation, with a mean loss of 0.57 g per chick (Table 1), amounting to 4.5% of body mass. Fed chicks did not always gain weight during the treatment period but had a mean body mass increase of 0.18 g (1.4%). Hence, starving resulted in a significant change (paired t test; t17 = 12.63, p <.001) but feeding did not (t16 = 1.51, p =.15). Change in chick body mass during the treatment period was significantly different between S and F (same test, t15 = 6.30, p <.001).


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Table 1 Time until first nest visit by parent pied flycatchers after presentation of a sparrowhawk model, and offspring body mass
 

On average, chicks did not gain weight from day 9 to day 10 (Figure 1). This shows that treatment and predator exposure not only influenced the immediate level of chick hunger but also had a more long-term effect on offspring condition. Measures in Figure 1 were from just after the 3-h period of brood treatment, just before model trials started.



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Figure 1 Mean (+SE) body mass of nestling pied flycatchers with regard to day of manipulation (day 9 and 10) and brood group. Gr1 = broods starved on day 9 and fed on day 10; Gr2 = broods fed on day 9 and starved on day 10. Sample sizes are indicated above bars. Results of t tests between groups are indicated.

 

The time elapsing until the parents visited the nest was significantly shorter when the offspring had been starved than during the initial trial (U; paired t test; t17 = 5.68, p <.001; Figure 2). Parents took significantly less time to enter the nest-box when offspring had been starved than when they had been fed (t15 = 3.65, p =.002). There was no significant difference in the time elapsing until first nest visit between the initial trial (U) and the F trial (F; same test; t16 = 1.02, p =.32).



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Figure 2 Mean (+SE) time until first nest visit of parent pied flycatchers after presentation of a sparrowhawk model with regard to day of trial (days 8, 9, and 10) and brood group (Gr1 and Gr2; see Figure 1). U = unmanipulated broods; S = broods starved for 3 h before trial; F = broods divided and fed by own parents or parents of starving broods for 3 h before trial. Sample sizes are indicated above bars. Results of t tests between groups and days are indicated.

 

On average, parents seemed to take less time before entering the nest-box on the last day of trial (day 10) than on the previous day (day 9). This decline was significant comparing S-treatment broods between days 9 and 10, but not when comparing F-treatment broods between the 2 days (Figure 2).


    DISCUSSION
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
After exposure to a predator model, parent pied flycatchers took significantly less time to make the first nest visit when the brood had been starved than before manipulation of offspring condition. Parents also took greater risks for chicks in poor condition than for fed chicks. Hence, these results provide experimental support to the harm-to-offspring hypothesis.

An alternative explanation is that parents of starved chicks may have entered the nest sooner to stop nestlings from begging because begging may attract nest predators (e.g., Haskell, 1994Go). This explanation is plausible but perhaps not likely in case of pied flycatchers because they are hole nesters and not very vulnerable to nest predation, at least not in our study area (Slagsvold T, unpublished data). In an experimental study, a cost of begging was found for nests on the ground but not for nests in trees (Haskell, 1994Go). Unfortunately, we did not record nestling begging when parents were about to enter the nest for the first time after having been exposed to the predator model. However, our impression was that the nestlings did not beg at that time because parents were still giving alarm calls or had recently been given such calls.

A third explanation is as follows. In absence of predators, frequency of provisioning would increase when chicks have been starved. Hence, in case of the S treatment, parents may simply have entered the nest sooner than in case of the F treatment because they had shorter feeding trips before returning to the nest. This explanation is not likely because pied flycatchers normally enter the nest with food at intervals of only 1-2 min (Lundberg and Alatalo, 1992Go). In the present case the mean difference in entry time between the two treatments was much longer (7 min; Table 1).

The harm-to-offspring hypothesis and the reproductive value hypothesis are not mutually exclusive but focus on different costs and benefits. The present study was not primarily designed to test the latter hypothesis because we tried to keep offspring reproductive value as constant as possible. This was done by the pairwise design where broods were paired with regard to time of breeding and where brood size was not manipulated. In addition, all broods were starved (on alternate days), and when there was a difference in age, the oldest brood (i.e., with highest reproductive value) was starved first. However, by manipulating offspring condition, we manipulated the reproductive value of the brood; starvation of chicks not only had an immediate effect on nestling hunger, but a more long-term influence on body mass, which in turn might have consequences for offspring survival and breeding success (e.g., Magrath, 1991Go; Slagsvold et al., 1995aGo). Hence, our study allowed a test of the reproductive value hypothesis. According to the hypothesis, parents should take greater risks the more valuable the brood (Andersson et al., 1980Go; Clutton-Brock, 1991Go; Lazarus and Inglis, 1986Go; Montgomerie and Weatherhead, 1988Go; Onnebrink and Curio, 1991Go). We found the opposite result because parents took greater risks for chicks in poorer condition. Parents seemed to enter the nest sooner on the last day of trial than on the previous day (but not significantly so), and this may be interpreted as being willing to take greater risk for older offspring, as predicted from the reproductive value hypothesis. However, we suggest that parental behavior was rather related to the low body masses of the chicks and their state of hunger (the harm-to-offspring hypothesis).

That parents entered the nest sooner on the final day of trial might indicate habituation, and if so this would affect our conclusion (Knight and Temple, 1985Go). However, nestlings' body masses on days 9 and 10 did not differ (Figure 1), even though pied flycatcher nestlings are expected to gain 1-1.5 g per day at this age (Lundberg and Alatalo, 1992Go). Hence, chicks were on average in poorer condition before treatment on day 10 than on day 9. From the harm-to-offspring hypothesis, the parents were therefore predicted to take slightly greater risks on day 10 than on day 9, as observed. Note also that the strong difference in risk-taking behavior between the two treatments S and F on day 10 (Figure 2) cannot be explained by habituation because all nests had been exposed the same number of times (two) to a predator model before the final trial. The harm-to-offspring hypothesis, on the other hand, predicts this increased difference because starving chicks that already were in poor condition may have resulted in a stronger effect of treatment on day 10.

In conclusion, manipulation of offspring condition made possible an experimental test of the harm-to-offspring hypothesis. The hypothesis was supported, confirming two recent descriptive studies of risk-taking behavior in passerine birds (Bures and Pavel, 1997Go; Dale et al., 1996Go), and an experimental study in which body temperature of 1- to 3-day-old nestlings were experimentally reduced (Bures and Horackova, 1998Go).


    ACKNOWLEDGEMENTS
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
We thank Wibecke Johansen, Helene Lampe, and Helge Rinden for field assistance and Svein Dale for comments on the manuscript.


    REFERENCES
 TOP
 ABSTRACT
 INTRODUCTION
 METHODS
 RESULTS
 DISCUSSION
 ACKNOWLEDGEMENTS
 REFERENCES
 
Andersson M, Wiklund CG, Rundgren H, 1980. Parental defence of offspring: a model and an example. Anim Behav 28:536-542.[Web of Science]

Bures S, Horackova, K 1998. A test of the harm to offspring hypothesis in exothermic pied flycatcher (Ficedula hypoleuca) nestlings. Folia Zool 47:75-78.

Bures S, Pavel V, 1997. The effect of nestling condition on risk-taking in meadow pipits. Anim Behav 54:1531-1534.[Web of Science][Medline]

Clutton-Brock TH, 1991. The evolution of parental care. Princeton, New Jersey: Princeton University Press.

Dale S, Gustavsen R, Slagsvold T, 1996. Risk taking during parental care: a test of three hypotheses applied to the pied flycatcher. Behav Ecol Sociobiol 39:31-42.

Haskell D, 1994. Experimental evidence that nestling begging behaviour incurs a cost due to nest predation. Proc R Soc Lond B 257:161 -164.[Abstract/Free Full Text]

Knight RL, Temple SA, 1986. Why does intensity of avian nest defense increase during the nesting cycle? Auk 103:318-327.[Web of Science]

Lazarus J, Inglis IR, 1986. Shared and unshared parental investment, parent-offspring conflict and brood size. Anim Behav 34:1791-1804.

Listøen C, 1997. Risk taking during parental care: a test of the harm to offspring hypothesis (Cand scient thesis). Oslo: University of Oslo.

Lundberg A, Alatalo RV, 1992. The pied flycatcher. London: Poyser.

Margrath RD, 1991. Nestling weight and juvenile survival in the blackbird Turdus merula. J Anim Ecol 60:335-351.

Montgomerie R, Weatherhead PJ, 1988. Risks and rewards of nest defence by parent birds. Q Rev Biol 63:167-187.[Web of Science]

Onnebrink H, Curio E, 1991. Brood defence and age of young: a test of the vulnerability hypothesis. Behav Ecol Sociobiol 29:61-68.[Web of Science]

Ricklefs RE, 1969. An analysis of nesting mortality in birds. Smithson Contrib Zool 9:1-48.

Slagsvold T, Amundsen T, Dale S, 1995a. Costs and benefits of hatching asynchrony in blue tits Parus caeruleus.J Anim Ecol 64:563-578.

Slagsvold T, Dale S, 1996. Disappearance of female pied flycatchers in relation to breeding stage and experimentally induced molt. Ecology 77:461-471.

Slagsvold T, Dale S, Kruszewicz A, 1995b. Predation favours cryptic coloration in breeding male pied flycatchers. Anim Behav 50:1109-1121.


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