Behavioral Ecology Vol. 12 No. 2: 134-139
© 2001 International Society for Behavioral Ecology
Non-warning odors trigger innate color aversionsas long as they are novel
Department of Zoology, South Parks Road, OX1 3PS, Oxford, UK
Address correspondence to W. Jetz. E-mail: walter.jetz@zoo.ox.ac.uk. C. Rowe is now at Department of Psychology, Ridley Building, University of Newcastle, Newcastle upon Tyne, NE1 7RU, UK.
Received 1 November 1999; revised 10 February 2000; accepted 1 June 2000.
| ABSTRACT |
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Warning signals made by unpalatable insects to potential predators commonly target more than one sense: such signals are "multimodal." Pyrazines are odors produced by warningly colored insects when attacked, and have been shown to interact with food coloration, biasing avian predators against novel and typically aposematic food. However, at present it is not known whether this is an adaptation by prey to exploit a general feature of avian psychology, or an evolutionary response by birds to enhance their avoidance of unpalatable prey. Here we investigate the effect of other odors on the innate responses of naive domestic chicks (Gallus gallus domesticus) to food that is of novel color, or of a color that is associated with warning coloration, yellow. In the first experiment, we demonstrate that natural and artificial odors that have no association with aposematism in the wild can produce biases against both novel colored foods and yellow colored foods. In a second experiment, we also show that odor novelty is vital for eliciting such effects. These results support the idea that warning odors have evolved in response to preexisting psychological biases against novel odors in predators, rather than predators evolving specific responses against odors associated with unpalatable prey.
Key words: antipredator, aposematism, foraging, innate aversions, multimodal signals, neophobia, signal design.
| INTRODUCTION |
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Many unpalatable prey animals signal their unpalatability to predators with conspicuous colorationa phenomenon known as "aposematism" (Cott, 1940
However, visual warning signals do not always occur in isolation, and are
often combined with acoustic or olfactory cues, that is, they are multimodal.
For example, the seven-spot ladybird (Coccinella septempunctata) is
not only distinctively black-and-red colored, but also emits pyrazine odor
when attacked (Marples et al.,
1994
; Rothschild and Moore,
1987
). Pyrazines are extremely volatile compounds and occur
alongside warning coloration in insects from widely differing taxonomic groups
(Moore et al., 1990
;
Rothschild et al., 1984
).
Interestingly, while pyrazines are not apparently aversive themselves
(Guilford et al., 1987
), they
can interact with visual cues in non-experienced predators to induce or
enhance unlearned responses. It has been shown in domestic chicks that
pyrazine can increase the latency with which novel food is accepted
(Marples and Roper, 1996
), and
that it can trigger aversions against yellow and red food that are not evident
in the absence of the odor (Rowe and
Guilford, 1996
). It could be that these foraging biases are
specific to pyrazines, suggesting a co-evolved response by predators against
the odor, or that it is a more general response evoked by any odor, with the
emphasis then being that insects had evolved pyrazine to exploit a general
feature of avian psychology. Marples and Roper
(1996
) showed that almond odor
(which is associated with plant toxins) increased the latency to eat novel
foods, although odors of vanilla and thiazole, an artificial compound, had no
such effect. This led to their conclusion that odors associated with toxicity,
like warning colors, can have a special intrinsic warning value and trigger
innate aversions against aposematically colored prey (see also
Woolfson and Rothschild,
1990
).
The experiments presented here investigate the apparent
"warning" function of pyrazine, comparing its ability to induce
foraging biases in chicks with two "non-warning" odors: methyl
salycilate which is a plant compound associated with pathogen resistance
(Shulaev et al., 1997
), and
ethyl acetate which is an organic solvent with no known signaling function.
The first experiment tests whether these odors also induce foraging biases
against novel and yellow (aposematically) colored food in domestic chicks, or
whether such a role is particular to pyrazine odor.
Neophobic responses are a general and well-investigated aspect of food
choice behavior in animals (e.g., Tarpy,
1997
), and their role in visual warning signal function is well
established (e.g., Coppinger,
1970
; Roper,
1994
). In a second experiment, therefore, we investigate the role
of odor novelty. These experiments together aim to uncover whether
"warning odors" have an intrinsic value to birds in association
with novel and warningly colored foods, or whether instead they have evolved
to make use of a general neophobic response in avian predators.
| MATERIALS AND METHODS |
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Predators and prey
At the start of each experimental week, we obtained day-old male Ross 1 domestic chicks (Gallus gallus domesticus) in batches of 30-40 from a commercial hatchery. They were kept in metal cages (80 x 45 x 35cm) in groups of 15 to 20 at approximately 20°C under heat lamps, and subject to a 12:12 light:dark cycle. Water and food (untreated brown chick starter crumbs) was offered ad libitum. At the end of each experimental week, chicks were donated to small free-range holdings.
The prey used during the experiments were also brown starter crumbs, sieved to ensure that all crumbs were approximately 2 mm in diameter. Green and yellow crumbs were dyed by spraying brown crumbs with water-soluble food colorants and drying them under heat lamps. Brown crumbs were left undyed but sprayed with water and dried to control for processing effects on texture. All crumbs were palatable.
General methods and experimental apparatus
An experimental week consisted of 4 days of training with the experiment
conducted on day 5. On days 1 and 2, we trained single chicks to eat brown
crumbs scattered on the white floor of a simple circular training arena
(diameter 80 cm, walls 30 cm).
Two duplicate testing arenas were placed in the center of the two experimental chambers, which were olfactorily, visually, and acoustically separated from each other and from the room where the chicks were housed. The air in each room was filtered through an extraction unit, minimizing odor contamination between rooms. Each testing arena consisted of a high-walled circular runway (approximately 20 cm in width with walls of 25 cm in height and curved along the perimeter of an 80 cm-diameter circle) placed on a wooden platform. Each was lit by three 60-W incandescent desk lamps positioned 50 cm above the runway. The runway was a series of 16 sunken, uniformly spaced wells of 5 cm diameter. At the bottom of each well, was a petri dish containing cotton wool that would receive the experimental odors; each petri dish had a hole pierced in its lid to allow odors to permeate into the air above. The lid was also covered with a piece of porous, white filter paper that provided a uniform non-reflective white background for food presentation, but which also allowed odors to pass through. Each petri-dish closed very tightly and personal inspection confirmed that odor concentration was highest close to the middle of the dish and decreased with distance from there. In any training session, a chick crumb was placed on each lid, and chicks learned to eat the crumbs in succession. There was no time limit on any session and a piece of cardboard was moved behind them to obstruct the way back. Any chick that could not learn this task by the end of the fourth day (see below) was excluded from the experiment.
At the end of day 2, chicks were put in pairs into a testing arena and given food in order to familiarize them to the testing arena. No odor was present. Further training of single chicks took place on days 3 and 4 (particular to each experiment, see below).
Experiment 1: the effect of odor type
On days 3 and 4, we gave each chick three training sessions with a brown
crumb placed in each of the 16 wells. No odor was present. Training took place
in the arenas that chicks were later tested in. After the final training
session on the fourth day, chicks were randomly assigned to one of four groups
(two color choices in each of two odor treatments) and individually marked.
Chicks were food deprived overnight (12 h, dark period) before the
experimental session on day 5.
Prior to testing on the fifth day, control or experimental solutions were added to each of the 16 petri dishes in both arenas. It was impossible to test all odors in a single week, and therefore in each week, one arena was treated with only one of the three test solutions. There were 3 weeks of pyrazine experiments, and 2 weeks each of ethyl acetate and methyl salicylate experiments. In all weeks the second testing arena contained an appropriate control solution (10 ml absolute ethanol dissolved in 990 ml distilled water in the case of pyrazine, and distilled water for the other two odors). Stimulus intensity between odors could only be controlled subjectively, and odor solutions were therefore added to petri dishes to produce a similar strength: four drops of pyrazine solution (0.1 ml 98% 2-isobutyl-3-methoxypyrazine dissolved in 10 ml absolute ethanol and diluted with 990 ml distilled water), six drops of pure ethyl acetate, and six drops of pure methyl salicylate (2-hydroxybenzoicacid-methylester, or "Oil of Wintergreen").
In all weeks there were two color choice groups in each odor treatment: (a) eight brown (familiar) versus eight green (novel) crumbs, and (b) eight green (non-aposematic, novel) versus eight yellow (aposematic, novel) crumbs. The sequence of the colors in the arena was alternated, with successive chicks starting with a different color. An experimental session consisted of a single chick proceeding along the runway in one direction, eating or rejecting each crumb as it was encountered. There was no time limit in any session, and chicks were not allowed to return to rejected crumbs. For each well we recorded whether a crumb was eaten or not.
The experiments lasted between 1.5 and 2 h, depending on the number of chicks being tested: a total of 189 chicks were tested in batches of 20 to 28 per week. Of these, 12 showed various signs of distress before and during the testing and did not eat any crumbs: these were excluded from the experiments. Table 1 details the sample sizes for the twelve treatment groups.
|
Experiment 2: the effect of odor novelty
To test whether odor novelty is important in eliciting food biases, we
repeated experiment 1 using only ethyl acetate, but this time included groups
that experienced the odor prior to testing on day 5. Again, there were two
color treatments: (a) green versus brown crumbs, and (b) yellow versus green
crumbs. However, as well as having test groups that had either novel odor or
no odor (repeating the four ethyl acetate groups in experiment 1), two groups
of chicks (one of each color choice) were given their three training sessions
on days 3 and 4 with ethyl acetate added to all 16 wells of the experimental
arena (familiar odor).
Therefore, after training on day 2, chicks were randomly assigned to one of six groups and marked. The odor novel and odor absent groups were trained in one testing arena to which no odor was added, while odor familiar groups received the same training but in the other testing arena where six drops of ethyl acetate had been added to the cotton wool pads in each petri dish before training. Because one chamber had to be odorless for the entire training and experiment, while the other contained odor, the odor novel chicks could not be trained in the room that they would later be tested in. Consequently, during training and testing, care was taken to minimize visual cues perceived from the surroundings by transferring chicks from the home cage to the arenas in a closed box, and put into the arena with their eyes obstructed.
On day 5, two replicate experimental sessions were conducted (i.e., approximately 1 h later the same chicks were subjected to the same experiment), with ethyl acetate as the test odor (six drops per well). We tested the groups in a rotating order and in the familiar testing arena they had already been trained in, that is, arenas were swapped between the chambers with a slight pause to minimize the possibility of odor being transferred to the non-odor room. As the chemical used is an organic solvent with high volatility, we reapplied four drops per petri dish before performing the second session 1 h later. Overall we tested 57 chicks in 2 experimental weeks: nine in each of the three treatment groups of color choice (a) and 10 in each group of color choice (b).
Data analysis
Since two colors were offered simultaneously in each color choice group,
the reaction towards one cannot be treated independently from the other.
Therefore, as a combined measure of the relative aversion, for every chick,
the "attack bias" against a particular color was calculated. For
color choice (a) chicks scored +1 for eating a brown (familiar) crumb and -1
for eating a green (unfamiliar) crumb, while in color choice (b) a chick
scored +1 for eating a green (non-aposematic) crumb and -1 for eating a yellow
(aposematic) crumb. This is a measure of foraging bias against a predicted
color (novel green crumbs in color choice [a] and yellow
"aposematic" crumbs in color choice [b]), where equal preference
is indicated by a score of 0. As there were always eight crumbs of each color,
a value of +8 indicates a chick eating only one color and avoiding all crumbs
of the other color in the predicted direction (i.e., against novel green
crumbs or yellow "aposematic" crumbs), while -8 shows an absolute
discrimination between crumb colors but a bias in the reverse direction.
| RESULTS |
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Experiment 1: the effect of odor type
We found that the presence of odor had a significant effect on prey choice (ANOVA: see Table 2). Although there was no effect of odor type (see also Figure 1), the presence of any of the three tested odors resulted in attack biases significantly different from the non-odor groups. Table 3 shows that, on average, chicks avoided one or two more green than brown crumbs (see also Figure 1a), and one or two more yellow than green crumbs (see also Figure 1b). There was no effect of the type of color choice on attack bias. In other words, in the presence of odor chicks showed a similar level of bias against novel colored prey (color choice [a], novel green versus familiar brown) as they did against as aposematically colored prey (color choice [b] novel green versus novel and aposematic yellow).
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A separate inspection of the actual crumb numbers consumed (Table 3) can serve to confirm whether observed attack biases in presence of odors are actually due to decreased ingestion of one color and not increased consumption of the other. We test this by comparing the ingestion of crumbs of the reference color (i.e., brown and green respectively) in the presence and absence of any odor. In color choice (a) the mean number of the familiar brown crumbs eaten was around seven for all treatment groups. It appears to be somehow less in the presence of an odor, but the effect is not significant (ANOVA, F1,91 = 0.35, p =.71). In color choice (b) green was the reference color, and significantly less green crumbs were eaten in the presence of odor (ANOVA, F1,89 = 18.76, p <.001).
Experiment 2: the effect of odor novelty
In experiment 2, prey choice behavior differed significantly amongst the
three treatment groups (odor novel; odor familiar; no odor) in the first
session (ANOVA on attack biases, F2,55 = 24.58, p
<.001). This remained the case in the second session as well (ANOVA,
F2,55 = 30.29, p <.001). In both the first and
the second experimental session the aversions induced by the presence of ethyl
acetate in the odor novel group were much higher than the ones in the odor
absent group (Figure 2,
p <.001 in both sessions, pairwise comparisons with Bonferroni
adjustment for multiple comparisons). This replicated our results from
experiment 1. Interestingly, the aversions observed in the odor familiar group
were close to zero and did not differ from the odor absent group (p =
1.0 in both sessions, pairwise comparisons with Bonferroni adjustment for
multiple comparisons). Thus, three training exposures to the odor prior to the
experiment were sufficient to extinguish the effect of ethyl acetate in
triggering biases, at least at the level measurable in our set-up.
|
In this experiment, there was also an effect of color choice offered (ANOVA, F1,56 = 4.27, p =.044), and a two-way interaction between color choice offered and odor treatment (ANOVA, F2,55 = 3.22, p =.048). Ethyl acetate triggered smaller biases against novel yellow (when the other color was novel green) than against novel green (when the other color was familiar brown). The results were similar in the second session (ANOVA: color choice, F1,56 = 8.07, p =.006; color x odor interaction, F2,55 = 7.54, p =.01).
A separate analysis on the crumb colors in this experiment with only ethyl acetate (Table 4) confirms the presumed direction in which the odor presence affects ingestion. Here, in the presence of the novel odor in color choice (a) less brown crumbs are eaten than in its absence (trial one: ANOVA, F1,17 = 5.54, p =.032). The direction is similar, but not significant for the ingestion of green crumbs in color choice (b) (trial one: ANOVA, F1,19 = 1.10, p =.31). There is no increased consumption of any of the colors in the odor novel group from trial one to trial two (one-way ANOVAs, all differences ns).
|
| DISCUSSION |
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Our experiments provide three main findings. First, we demonstrate that not only pyrazine, but also a plant odor without known association with aposematic defenses (methyl salycilate) and a purely artificial compound (ethyl acetate) can induce innate aversions against novel and typically aposematically colored (yellow) food. This argues that predators may have quite general responses to odors that may be exploited by insects in the name of defense, and argues against the view that aversive reactions of predators are solely the result of specifically evolved responses to the odors of unpalatable prey.
In addition, our second experiment demonstrates that novelty is an
essential prerequisite for prey to benefit from this multimodal interaction.
In our choice experiment, familiar colors are not obviously avoided in the
presence of even novel odors, and both novel and aposematic colors are not
obviously avoided when the odor present is familiar (although it always
remains possible that weak aversions are not detected by our procedures). As
shown for pyrazine (Rowe and Guilford,
1999
), after just a few exposures with ethyl acetate, all biases
are apparently lost.
Finally, it would appear that odors trigger similar degrees of aversion against both a novel color (with the effect of familiarity controlled for) and a specific, aposematic color per se (with the effect of novelty controlled for).
It remains to be explained, then, why some odors, like pyrazines, are more
commonly used in warning displays than others. Odors differ in their intensity
and volatility, and perhaps a physiological threshold might limit the
efficiency of certain compounds. This is an interesting parallel to warning
colors, where intensity could be interpreted as the brightness aspect of
color; to what extent such signal properties can be generalized, however,
remains to be investigated. The widespread use of pyrazines might be best
explained by their great efficiency (high volatility, low olfactory threshold)
paired with low costs of production (relatively simple molecular structure,
occurrence in many food plants). Alternatively, some odors might be more
memorable in avoidance learning than others
(Roper and Marples, 1997b
;
Woolfson and Rothschild,
1990
).
These differences in odor intensity might also explain why aversions
elicited by artificial odors have escaped attention. Marples and Roper
(1996
) tested pairs of
naïve chicks for their latency to eat novel
colored food and water, but did not find any effect of vanilla and thiazole.
Only odors naturally associated with chemical defense (two different types of
pyrazine and almond) seemed to have an effect. It could well be that the
concentration of the two artificial odors in this case was not high enough to
elicit an aversive response.
Several "properties" of aposematic coloration have been
discussed and separately shown to increase unconditioned aversions in naive
predators: (1) novelty (Jones,
1986
; Mappes and Alatalo,
1997
; Marples and Roper,
1996
), (2) intrinsic color/pattern
(Mastrota and Mench, 1995
;
Roper and Cook 1989
;
Schuler and Hesse, 1985
;
Sillèn
Tullberg, 1985
; Smith,
1975
), (3) contrast with background, or conspicuousness
(Roper and Redston, 1987
), and
(4) gregariousness (Gamberale and Tullberg,
1996
,
1998
). Our experimental design
aimed on eliciting, separating and comparing the effects of novelty and
specific (aposematic) coloration within a single experiment. Prey items were
all presented on the same background and gregariousness is unlikely to have
had any effect as crumbs were presented individually, and at most two might
have been visible to a chick at any one time. In our experimental model of
innate aversions triggered by odors, there are clearly aversive effects due to
both visual and olfactory aspects of the prey. Novelty seems to play its own
and important role in how aposematic prey decreases initial attack rate. Prey
benefit from looking novel and also by being a specific, aposematic color. The
way in which these properties interact with each other remains to be resolved,
but it seems reasonable to assume that both in concert are more efficient,
perhaps producing higher aversions together than singly.
Although novel coloration alone has been shown to be aversive in several
other studies with naive chicks (see above, also
Roper and Marples, 1997a
), in
our choice experiment chicks did not appear to avoid novel colored prey when
odor was absent (see also Rowe and Guilford,
1996
,
1999
). One possible
explanation for this difference is that in our experiments birds were offered
only single prey at each encounter. The presentation of multiple prey
(Roper and Marples, 1997a
),
simultaneous rather than sequential choice, or the measurement of latencies
might reveal weaker color neophobia effects. Furthermore, our birds while kept
separate from any potentially biasing stimuli received extensive training from
day 1 of their life and were well familiar with testing arena and experimental
task. Therefore, they might not react to stimuli that they would have been
alerted to had the experimental apparatus or procedure been less familiar to
them. This argument is on the same line as the one made above about novelty of
odor as an additional stimulus. Thus, it is still possible that certain
aversive responses remain hidden in our experiments and inferences of
"no difference" must be made with this in mind. This underlines
the strength of effects where differences actually are observed.
These findings have considerable significance for the functional
understanding of warning signals. Without the necessity to invoke aversion
learning, multimodal warning signals can apparently exploit innate
predispositions, similar to the way that startle displays are proposed to
function (Sargent, 1990
;
Schlenoff, 1985
). To date, the
facilitation of avoidance learning has been the favored explanation of the
adaptive significance of aposematic displays. Our findings advocate the
additional prominent role of innate aversions.
| ACKNOWLEDGEMENTS |
|---|
This research was carried out in accordance with the legal and ethical standards of the UK, as well as the ASAB guidelines. We would like to thank Julian Howe for invaluable help in the lab and David Krakauer, Paul Harvey, and Dominic Johnson for comments on the manuscript. W.J. was supported by studentships from the Biotechnology and Biological Sciences Research Council (BBSRC) and Studienstiftung des deutschen Volkes while enrolled for an M.Sc. in Biology at the University of Oxford, and also received support from the German Academic Exchange Service (DAAD). While this work was carried out, C.R. held the Mary Lunt Senior Scholarship in Zoology at St. Hugh's College, Oxford.
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