Behavioral Ecology Advance Access originally published online on August 22, 2006
Behavioral Ecology 2006 17(6):1011-1019; doi:10.1093/beheco/arl035
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Behavioral correlations across breeding contexts provide a mechanism for a cost of aggression
Biology Department, Duke University, Durham, NC 27708, USA
Address correspondence to R.A. Duckworth, who is now at the Institute of Evolutionary Biology, School of Biological Sciences, King's Buildings, University of Edinburgh, Edinburgh EH9 3JT, UK. E-mail: rad3{at}duke.edu.
Received 23 December 2005; revised 21 June 2006; accepted 20 July 2006.
| ABSTRACT |
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Identifying correlations among behaviors is important for understanding how selection shapes the phenotype. Correlated behaviors can indicate constraints on the evolution of behavioral plasticity or may reflect selection for functional integration among behaviors. Obligate cavity-nesting birds provide an opportunity to examine these correlations because males must defend limited nest cavities while also competing for mating opportunities and providing parental care. Here, I investigated the role of behavioral correlations in producing a counterintuitive relationship between nest defense and reproductive success in western bluebirds (Sialia mexicana) such that males that defended their nests most intensely had the lowest reproductive success, measured as the number of within and extrapair offspring that fledged. By experimentally measuring aggression across contexts, I show that this cost of nest defense was due to the correlated expression of aggression across the contexts of nest defense and malemale competition coupled with a trade-off between malemale aggression and parental care. In particular, more aggressive males provisioned their females less during incubation and this led to disrupted incubation patterns and fewer fledged offspring. However, aggressive males did not benefit from avoiding parental investment by gaining extrapair fertilizations, and thus, it is unclear how high levels of aggression are maintained in this population despite apparent costs. These results suggest that there are constraints to the evolution of plasticity in aggression and emphasize the importance of considering the integrated behavioral phenotype to understand how variation in behavior is linked to fitness.
Key words: aggression, behavioral syndrome, fitness cost, parental care, Sialia mexicana.
| INTRODUCTION |
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A major objective of studies of animal behavior is to understand the adaptive significance of behavioral variation (Mayr 1974
Behavioral syndromes are a special case of behavioral correlation and occur when the same behavior is correlated across different functional contexts (Stamps 2003
; Sih et al. 2004
). Examples of behavioral syndromes include positive correlations in aggression across the contexts of foraging and territory defense in funnel web spiders Agelenopsis aperta (Riechert and Hedrick 1993
) and across the contexts of antipredator response and territory defense in the stickleback Gasterosteus aculeatus (Huntingford 1976
) as well as positive correlations in activity level across the contexts of foraging and antipredator response in the streamside salamander Ambystoma barbouri (Sih et al. 2003
). These examples demonstrate that the expression of behavior can be consistent across different situations and indicate a need to identify sources of variation among individuals in order to understand adaptive variation in behavior (Boake 1989
; Gordon 1991
).
Aggressive behavior has been well studied due to its links to individual fitness in many different contexts. Animals often use aggressive behaviors to defend a resource (Stamps and Krishnan 1997
; Garcia and Arroyo 2002
), to compete for mates (Hill et al. 1999
; Hagelin 2002
), to fend off predators (Redondo and Carranza 1989
), and during foraging (Riechert 1993
). There are different costs and benefits of expressing aggression in each of these contexts, and it is often assumed that individuals will modulate their aggressive behavior depending on the situation (Andersson et al. 1980
; Redondo 1989
). However, as illustrated by the stickleback and funnel web spider examples above, plasticity in aggression might sometimes be limited, and this can lead to carryover effects such that behaviors are not expressed independently across contexts (Sih et al. 2003
). Yet, the fitness consequences of these carryover effects are rarely examined.
The objective of this study was to identify the mechanism of a cost of aggressive nest defense behavior in western bluebirds (Sialia mexicana). First, I show that males that defend their nest sites most intensely from an interspecific competitor, the tree swallow (Tachycineta bicolor), have the lowest reproductive success. This result presents an apparent paradox because tree swallows pose a serious threat to both current and future reproductive attempts of western bluebirds (Gillis 1989
; Brawn 1990
), and therefore, a more vigorous nest defense is expected to result in higher, not lower, reproductive success. Second, I test the hypothesis that the effects of aggression during malemale competition best explain this cost. Studies of mating behavior in birds have found that males often face a trade-off between investing in mating effort and parental effort, and as a consequence high levels of conspecific aggression are often antagonistic to male investment in parental care (Wingfield et al. 1987
; Ketterson et al. 1992
; Stoehr and Hill 2000
). Therefore, I wanted to determine whether the correlated expression of aggression across the contexts of nest defense and malemale competition might explain the counterintuitive finding of a cost of nest defense. To test this idea, I first use simulated intrusions of competitors to experimentally measure correlations in aggression across contexts. Then, I examine the relationship between reproductive success and male aggression in each context to determine whether aggression during nest defense is directly or indirectly related to reproductive success. Finally, I examine the relationship between male aggression and both parental care and extrapair paternity to determine whether the cost of aggression reflects a trade-off between male competitive behavior and parental investment.
| MATERIALS AND METHODS |
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Study system
Western bluebirds are obligate secondary cavity nesters (they depend on nest cavities to reproduce, but cannot excavate their own) and nest cavities are a limited resource (Brawn and Balda 1988
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In Montana, the site of this study, western bluebirds arrive to the breeding grounds before tree swallows and are able to select their nest site without interference (RA Duckworth, personal observation). However, tree swallows return from migration at about the time western bluebirds initiate nest building (Robertson et al. 1992
General methods
The study site is located in the Lolo National Forest in western Montana (lat 46°55'N, long 114°5'W). See Duckworth (2006)
for a detailed description of study site. Both western bluebirds and tree swallows routinely nest at the study site, and I have often observed competitive interactions between them. Western bluebirds at this location initiate 1 or 2 nesting attempts per season (Duckworth 2006
).
I collected data for this study during 3 breeding seasons (20022004). Each year, I trapped resident western bluebirds either at feeding trays baited with mealworms or in their nest-box to mark them with a unique color band combination and collected a blood sample for paternity analysis. I visited nest-boxes at least twice weekly from April through July of each year to monitor the progress of nests, collect blood samples from nestlings, and determine pairing and nesting affiliations of breeding adults. Initiation date, clutch size, brood size, and the number of nestlings that fledged were recorded for each nest. Reproductive success was calculated for each male as the total number of within and extrapair offspring that successfully fledged during one breeding season.
Microsatellite genotyping and paternity analysis
For paternity analysis, I collected 20 µl of blood from each individual by brachial venipuncture. For eggs and nestlings that died in the nest, I collected a tissue sample. A total of 314 individuals were genotyped for this analysis, and 42 adult males were used in the analysis of paternity status and aggressive behavior. All adults and offspring were genotyped at 4 polymorphic microsatellite loci: Cuµ 02 and Cuµ 04, developed for Swainson's thrush, Catharus ustulatus (Gibbs et al. 1999
), and Ssi 8-19 and Ssi 9-32, developed for eastern bluebirds, Sialia sialis (Cosh 1996
). After digestion with proteinase K, DNA was extracted from blood and tissue samples using a 5 M salt solution (Miller et al. 1988
). Polymerase chain reaction (PCR) was carried out in 20-µl reactions with the following final conditions: 2.5 mM Hotmaster Taq buffer with Mg+2, a 0.2 mM mix of deoxynucleoside triphosphates, 0.5 µM of each primer (forward primer labeled with fluorescent dye, Taqman Probes, Applied Biosystems, Foster City, CA) and 1.75 U of Taq polymerase (Hotmaster Taq polymerase, Brinkmann Instruments, Inc., Westbury, NY), and 50200 ng of genomic DNA. For the primers Cuµ 04 and Ssi 8-19, PCR amplifications were performed under the following cycling conditions: an initial denaturing step of 94 °C for 2 min followed by 30 cycles of 94 °C for 20 s, 54 °C for 30 s, and 70 °C for 30 s. An annealing temperature of 58 °C was used for primers Cuµ 02 and Ssi 9-32. PCR product was analyzed using an ABI 3730 DNA Analyzer. Genotypes were analyzed by CERVUS v 2.0 (Marshall et al. 1998
) to calculate expected and observed heterozygosities and to test for departure from HardyWeinburg equilibrium. Parentage was assessed for each nest by comparing genotypes of offspring and attending adults. Paternity for a putative father was excluded if one or more loci did not match. In each of the 3 years, the combined exclusion probability was >0.98.
Measuring nest defense
I measured male aggression toward tree swallows (hereafter referred to as nest defense) for 48 males during the early incubation stage (days 46). To measure nest defense, I presented bluebird pairs with a live tree swallow (captured on the day of the trial from a population located >30 km away) in a cubical wire cage placed on top of the nest-box. The caged bird (hereafter "model") was concealed with a cloth cover which I did not remove until both members of the bluebird pair were visually located and within 100 m of the nest-box. Once the cloth was removed, I retreated to a blind
1530 m away to observe the bluebird pair's response. All models were active during the trials, and their behavior did not differ noticeably among different trials. During the 2-min trial, I counted the number of times each pair member attacked the model, flew by it, or hovered near it (see Power and Doner 1980
; Gowaty and Wagner 1988
for detailed description of these behaviors). Based on these behaviors, I assigned each male and female an aggressiveness score of 16 with 1 indicating a nonaggressive response and a 6 indicating the most aggressive response (see Table 1 for details on score assignment). This scoring system is similar to that used in other studies of nest defense (e.g., Hakkarainen et al. 1998
).
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For a subset of males in each year, I measured the nest defense response a second or third time during laying or incubation of the same or subsequent nest. These data were used to test for repeatability of aggressive behavior within the context of nest defense.
Measuring aggression across contexts
To determine whether male aggressive behavior was correlated across the contexts of nest defense and malemale competition, I conducted a series of behavioral trials similar to the nest defense trials (see above) on a subset of males in 2004 (N = 14). These trials were conducted during laying, when the female is fertile, and hence when male aggression toward a conspecific male should be maximized. I presented the focal male with either a live male western bluebird (to simulate a conspecific intrusion), a live tree swallow (to simulate a heterospecific intrusion), or a live house finch Carpodacus mexicanus (as a control trial). All models were captured on the day of the trial from populations located 3050 km away. A house finch was used as a control to measure the baseline aggressive response of western bluebirds to a bird that is common on the study site but does not compete with western bluebirds for either food or nest sites. Each male was tested with one of the models on 3 separate days, with the exception of 4 males who were not tested with the house finch because their nest failed before this trial could be completed. Males were tested on consecutive days whenever possible, but no more than 1 day separated each trial. The presentation order was randomized such that 7 males were presented with a bluebird first, 4 were presented with a tree swallow first, and 3 were presented with a house finch first. All males were tested when their females were present, and females' responses toward the models were also recorded.
Measuring parental behavior
I observed the parental behavior of males during incubation and nestling stages either from a blind or by filming nests with a Samsung (SCD103) digital video recorder. Nest watches were conducted for 60 min once during days 1014 of incubation and once during days 1216 of the nestling stage for each nest initiated. Because nest success differed between pairs, the total observation time for each pair ranged from 60 to 240 min depending on the number of nests initiated and the success of each nest. During incubation, I recorded the number of times that males fed females both on and off the nest. During nestling watches, I recorded the number of times males visited the nest-box. Nestling feeding rates were calculated as the number of nest visits per nestling per hour.
In 2004, I monitored female incubation patterns by placing iButton (Dallas Semiconductor, Sunnyvale, CA) thermocouples directly under the eggs in each nest. These thermocouples were programmed to record temperature every 5 min for the duration of the incubation period allowing for detection of the presence/absence of the incubating female through the associated degree of temperature change of the incubated eggs. To record ambient temperature, I also taped 4 iButton thermocouples to the exterior bottom side of nest-boxes that were located in different sections of the study area. When ambient temperatures drop below 8 °C, as happens frequently in spring at the study site, female incubation patterns change dramatically and females vary in their ability to maintain consistent incubation temperatures (RA Duckworth, unpublished data). In order to determine whether male provisioning affected females' ability to maintain incubation temperatures during these inclement weather periods, I calculated for each female the difference between mean incubation temperature on warm days (above 8 °C ambient) and the mean incubation temperature on cold days (8 °C or below) and related this to male provisioning behavior.
Ethical note
The birds used as models for the trials were placed in a wire cage where the distance between wires was too small for the focal birds to physically contact the model. Therefore, focal birds were never able to harm the models. Moreover, there were no signs of unusual stress in the models, and all resumed normal behavior on release. This study was conducted in compliance with Duke University Institutional Animal Care and Use Committee guidelines under permit A090-04-03.
Statistical analysis
All statistical analyses were performed using SAS (SAS Institute 1989). Because nest defense behavior was measured in multiple years for some males, I excluded observations so that each male is represented in the data set during only one year. I preferentially retained observations in years in which I had the most data on males. This allowed me to retain as large a sample as possible for analyses while maintaining independence of data. I calculated repeatability of each behavior as well as repeatability of the overall aggression score using the method of Lessells and Boag (1987)
and the standard error (SE) of repeatability was calculated using the formulae from Becker (1984)
.
For the analysis of nest defense behavior and reproductive success, I applied a square root transformation to all aggression scores to normalize the data. For males measured multiple times in the same year, I used their mean aggression score in analyses. All variables were standardized to a mean of 0 and standard deviation of 1 before regression analyses.
There were no differences between years in reproductive success (F2,47 = 1.15, P = 0.33) or nest defense (F2,48 = 0.32, P = 0.73), and therefore, I pooled data for all 3 years. The failure of several nests during laying and incubation meant that I was only able to observe parental care for a subset of males for which I had measured aggressive behavior. Thus, sample sizes in analyses relating male aggressiveness to parental care vary accordingly. In addition, only nests that experienced both cold (8 °C or below) and warm (above 8 °C ambient) days during incubation were included in analyses of incubation temperatures.
To determine which type of aggressive behavior (during nest defense or during malemale competition) explained the most variance in reproductive success, I used multiple regression analysis, which included 2 explanatory variables: male aggression toward conspecifics and male nest defense behavior.
| RESULTS |
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Variation in aggressive response
There was no difference in mean levels of male aggression toward the bluebird (mean ± SE = 3.64 ± 0.45, N = 14) and tree swallow (mean = 3.54 ± 0.46, N = 14) models (paired t-test: t = 0.28, P = 0.79). However mean level of aggression toward the house finch model was consistently low (mean = 1.50 ± 0.31, N = 10) and differed significantly from mean level of aggression toward bluebird and tree swallow models (ANOVA: F2,38 = 7.00, P < 0.01). The order of model presentation did not affect male aggressive behavior (nest defense: F1,13 = 0.34, P = 0.57; malemale aggression: F1,13 = 0.68, P = 0.42). The mean level of aggression by females was consistently low toward both finch (mean = 2.00 ± 0.47, N = 10) and bluebird (mean = 1.33 ± 0.14, N = 14) models and differed significantly from the level of aggression of males toward the bluebird model (paired t-test: t = 4.17, P = 0.002).
Male aggression was highly repeatable within the context of nest defense. The number of times a male flew by the model, hovered near it, and attacked it were repeatable within males, and thus, aggression scores based on these behaviors were also highly repeatable (Table 2). In addition, male nest defense behavior did not differ when measured across different breeding stages (paired t-test, laying versus incubation stage: t = 0.32, P = 0.75, N = 11).
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Extrapair mating activity
Thirteen percent of nestlings (30/230) were extrapair offspring, and 27% of nests (14/51) contained nestlings that were sired by an extrapair male. I successfully assigned paternity to 28 of 30 extrapair offspring. In all cases of paternity assignment, there was only one male in the population with a genotype that completely matched the offspring's genotype. More aggressive males did not acquire more extrapair fertilizations compared with less aggressive males (t = 0.23, P = 0.82, N = 42), and males that lost paternity in their own nests did not differ in aggression from males that did not lose paternity in their own nests (t = 1.56, P = 0.13, N = 42; Figure 3).
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Nest defense and reproductive success
In the context of nest defense, males that were more aggressive had lower reproductive success than less aggressive males (F1,47 = 8.66, bST = 0.40, P = 0.005; Figures 2A and 6). The relationship between male aggression and reproductive success was not a consequence of more aggressive males pairing with less fecund females as male aggressiveness did not vary in relation to the total number of eggs his female laid throughout the season (F1,47 = 0.04, P = 0.85). Nor was it a consequence of more aggressive males initiating breeding later as the date the first nest was initiated was not related to either reproductive success (F1,47 = 0.78, bST = 0.13, P = 0.38) or male behavior (F1,47 = 1.16, bST = 0.16, P = 0.29). Although male and female responses are correlated (Spearman r = 0.48, P < 0.001, N = 48), female nest defense response was unrelated to the reproductive success of her mate (bST = 0.14, P = 0.42) and did not affect the relationship between male nest defense and reproductive success because the relationship between male aggression and reproductive success persists when female aggression is statistically controlled for (male nest defense and reproductive success with female nest defense as a covariate: bST = 0.42, P = 0.02).
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Aggression across contexts
Male aggression was positively correlated across the contexts of nest defense and malemale competition (Pearson r = 0.63, P = 0.015, N = 14; Figures 4 and 7). Male aggression in the context of malemale competition was also negatively related to reproductive success (F1,12 = 11.36, bST = 0.71, P < 0.01, N = 13; Figures 2B and 7). In a multiple regression model including both types of aggressive behavior, aggression during nest defense explained very little variance in reproductive success, whereas aggression toward a conspecific male maintained high explanatory power (aggression during nest defense: bST = 0.09, P = 0.77; aggression during malemale competition: bST = 0.66, P = 0.045).
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Male aggression and parental behavior
In the context of nest defense, male aggression was not significantly related to male feeding rates (incubation: F1,26 = 0.94, bST = 0.19, P = 0.34; nestling: F1,25 = 1.62, bST = 0.25, P = 0.21). Male aggression toward a conspecific male was negatively related to the rate at which males fed their females during incubation (F1,8 = 19.31, bST = 0.86, P < 0.01; Figures 5 and 7) and was negatively but not significantly related to nestling feeding rates (F1,6 = 0.80, bST = 0.37, P = 0.41; Figures 5 and 7). Male provisioning of the female during incubation had important consequences for the maintenance of incubation temperatures during inclement weather. In nests where males provisioned their incubating female very little, incubation temperatures dropped drastically compared with nests where females were provisioned more frequently (F1,8 = 6.07, bST = 0.71, P < 0.05, Figures 6A and 7). In turn, fewer offspring survived in nests in which incubation temperatures dropped drastically compared with nests with more stable incubation temperatures (F1,10 = 7.32, bST = 0.67, P = 0.02; Figures 6B and 7).
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| DISCUSSION |
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Behavioral correlations across contexts might indicate constraints to the evolution of adaptive plasticity in behavior (Riechert and Hedrick 1993
There are several lines of evidence that support an indirect link between nest defense and reproductive success. First, the costs of nest defense were specific to males, and this suggests that aggression in a uniquely male contextsuch as malemale competition over fertile femalesis the true source of the cost of aggression. Second, aggression during malemale competition was highly correlated with nest defense (Figure 4), and, after statistically controlling for this correlation, it was evident that nest defense was only indirectly related to reproductive success through its relationship to malemale aggression (Figure 7). Finally, the negative relationship between aggression during malemale competition and parental care (Figure 5) provides a mechanism linking aggression and reproductive success. Specifically, males that were highly aggressive during malemale competition fed their incubating females very little compared with less aggressive males. A main source of variation in nest mortality in this population occurs when late spring snow and cold rainstorms cause some females to abandon their nests during incubation or early nestling stages and this produces extensive variation in hatching success and survival of young nestlings (RA Duckworth, unpublished data). Male provisioning during these periods appears to be vital (Figure 6A), most likely because it allows the female to meet energy demands during incubation and brooding of young nestlings (Lyon and Montgomerie 1985
; Lifjeld and Slagsvold 1989
; Halupka 1994
). Consequently, in nests in which males provisioned females more, incubation temperatures changed little during cold days, whereas nests where males provisioned less experienced large drops in incubation temperatures and overall fledged fewer offspring (Figure 6A,B). These patterns provide the functional links between male aggression, parental behavior, and reproductive success enabling a deeper understanding of how the costs of aggression are generated in this system.
The measurement of aggression across different contexts resolves the counterintuitive finding of a negative relationship between nest defense and reproductive success; however it introduces a new paradox. Why do males that are more aggressive during malemale competition have lower reproductive success? At one level, we know the answer to this questionmales that were more aggressive during malemale competition invested less in parental care which negatively impacted offspring survival. However, this proximate explanation does not resolve the ultimate question of why aggressive males forego investment in parental behavior despite the apparent costs. A trade-off between male aggressive behavior and investment in parental care has been well documented in avian species (Ketterson et al. 1992
; Stoehr and Hill 2000
; Tuttle 2002
), and it is often assumed that aggressive males benefit by foregoing investment in parental care because it allows them to pursue additional mating opportunities and ultimately gain extrapair fertilizations. However, I found that highly aggressive males did not differ from less aggressive males in either gaining extrapair paternity or in losing paternity in their own nests. In fact, more aggressive males tended to lose paternity in their own nests more than less aggressive males. Therefore, the costs of aggression remain even when accounting for differences among males in extrapair mating activity.
A highly aggressive phenotype is common in this population (Table 2, Duckworth 2006
) even though less aggressive males are favored. This suggests that either constraints prevent the evolution of the optimal expression of aggression or that there are fitness benefits to aggression that were not measured in this study. A possible example of such fitness benefits is that more aggressive males are better at acquiring nest cavities and territories (Duckworth 2006
). Therefore, even though aggressive males fledged fewer offspring, some minimum level of aggression is likely necessary to acquire a nest cavity and have an opportunity to breed. This may be particularly true given the intense intra- and interspecific competition for nest cavities in this species (Guinan et al. 2000
). Although this benefit of aggression might explain the prevalence of highly aggressive males, the question remains as to why aggressive males do not invest in parental care. Ideally, male western bluebirds would exhibit flexibility in aggression such that they can turn it on when guarding their female or territory and turn it off when caring for offspring. Yet, aggression is remarkably consistent within males as indicated by its high repeatability during nest defense and by its correlated expression across multiple contextsthat of nest defense and malemale competition as well as across different breeding stages. It is well known that testosterone affects the expression of aggression across a wide variety of taxa and is also antagonistic to the expression of parental behaviors (Wingfield et al. 1987
; Ketterson and Nolan 1999
). Therefore, investigating the role of development, and in particular the role of hormonal variation, in producing different aggressive phenotypes might hold the key to understanding the seemingly maladaptive and inflexible expression of aggression in this species, particularly in relation to its antagonistic effects on parental care.
Recently, there has been an increased interest in behaviors that are context dependent in their expression (Qvarnström et al. 2000
; Maddocks et al. 2001
; Badyaev and Qvarnström 2003). The results of this study along with other recent studies (see Sih et al. 2004
for review) suggest that the context-independent expression of behavior is common and can also have important evolutionary implications, making it apparent that both consistency and plasticity in the expression of behaviors should be explored in order to understand the basis for variation among individuals (Gordon 1991
).
More generally, the concept of phenotypic integration, which describes patterns of correlation between traits to understand their functional, developmental, and evolutionary relationships, has played a central role in addressing the relative importance of constraint versus selection in shaping morphologies (Cheverud 1982
). The conceptual framework of phenotypic integration can aid our understanding of behavioral evolution as well by providing specific testable hypotheses about behavioral constraint and adaptation, a topic that remains central to the critique of the "adaptationist programme" (Gould and Lewontin 1979
; Mayr 1983
). Once a suite of correlated behaviors is identified, studies on the development, function, and fitness consequences of variation in these behaviors can address the alternative hypotheses of constraint and selection in producing the integrated behavioral phenotype (Stamps 1991
; Arnold 1992
; Ketterson and Nolan 1999
).
| ACKNOWLEDGEMENTS |
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I thank Trevor Price, Alex Badyaev, Steve Nowicki, Kevin Oh, Dana Seaman, and Rebecca Young and 2 anonymous reviewers for detailed comments on an earlier version of the manuscript. Mountain Bluebird Trails, and in particular Erv Davis and Luke Channer, generously donated nest-boxes for this project. The residents of the Hayes Creek neighborhood kindly allowed me to observe bluebirds near their homes. I thank the Population Biology Group at Duke University for valuable feedback on this topic. This study was funded by National Science Foundation (DDIG 0407952), Sigma Xi, Animal Behavior Society, Duke University Biology Department, and the American Museum of Natural History Frank M. Chapman Fund. This research was conducted in compliance with the Duke University Institutional Animal Care and Use committee (permit # A090-04-03).
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