The parental investment model and minimum mate choice criteria in humans
- Address correspondence to M.H. Richards. E-mail: miriam.richards{at}brocku.ca.
- Received January 3, 2003.
- Accepted May 2, 2004.
- Revision received February 23, 2004.
Abstract
Trivers' parental investment model states that individuals facing higher levels of parental investment will become increasingly choosy in their choice of mates. For humans, this leads to two predictions. First, both males and females will be choosier in relationships more likely to lead to the production of children. Second, females will be choosier than are males, because their minimum risk of parental investment is higher. Previous studies of human mate choice found support for these predictions, with one curious exception: male choosiness was lower for short-term sexual relationships involving no relationship commitment (one-night stands) than for short-term relationships involving no sexual activity (single dates). Because the risk of parental investment would be higher in a one-night stand, this suggests that true risk of parental investment was not the underlying factor governing choosiness levels, either because study subjects assigned different levels of sexual activity to the relationships than were intended by the investigators of the study or because perceived risk is more important in human mate choice than real risk. To confirm that male/female differences in choosiness criteria exist in humans, and to evaluate the effect that different expected levels of real or perceived parental investment may have on choosiness, we studied mate choosiness in the context of five types of relationships that reflected explicitly defined, increasing levels of risk of parental investment for both males and females. The subjects were 468 undergraduate students, mostly between the ages of 18–24. By using questionnaires, male and female participants rated their minimum requirements in a potential mate for 29 personal characteristics with respect to level of relationship. Our results confirm the major predictions of the parental investment model for humans but suggest that sex differences in choosiness are better explained by perceived rather than real risk of parental investment.
Key words
A general principle underlying studies of mate choice is that the greater the level of parental investment required, the more stringent the criteria that should be required of potential mates (Trivers, 1972). Parental investment is the total energy and resources that parents must expend to produce a particular offspring, and that increase the survival of the offspring but also decrease the ability of the parent to invest in other offspring (Trivers, 1972). In mammals, males and females differ considerably in the levels of parental investment to which they are committed by the act of copulation. In humans, for males the minimum parental investment risked by copulation is the cost of sperm, whereas for females the cost is 9 months of pregnancy and the risks inherent in childbirth. As a result of this skewed minimal risk of parental investment, on average, human females should be much more stringent in their mate choice criteria than are males (Trivers, 1972).
The expected degree of mate choosiness is not simply a function of the minimum level of parental investment required of males and females. Other factors, such as the mating system and the degree of parental care offered by both parents after the birth of their offspring, are also important. Unlike most mammals, human males often invest in their offspring beyond the initial investment of gametes (Clutton-Brock, 1989; Geary, 2000), suggesting that under some circumstances, male and female investment might actually be similar. This in turn would suggest that males and females would exhibit similar minimum criteria for prospective long-term mates. However, the amount of parental investment provided by human males is highly variable (Heath and Hadley, 1998). Although some males provide a great deal of parental investment, others provide very little or none at all beyond the initial investment of gametes. For example, some research has found that fathers in many cultures almost never care for infants or young children, whereas other studies in the United States found that males did spend time caring for their children, but to a much lesser degree than did their mothers (Geary, 2000). These findings translate into a general pattern in which average female parental investment is greater than that of males, both initially and after birth.
Recent studies confirm what many of us know intuitively, that humans exhibit a variety of mating strategies, adjusting mating behavior to current environmental, social and life-historical circumstances (Gangestad and Simpson, 2000). Adjustments in mating strategies are likely related to patterns of parental investment, both within and between the sexes (Bleske and Buss, 2000; Hill, 2000). Although in many mating contexts, the amount of parental investment risked by females is greater than that for males, there are also circumstances in which expected parental investment over the long-term may be more or less equal for males and females, or even greater for males. For humans, Trivers' parental investment model leads to two predictions. First, both males and females will exhibit more stringent mate choice in mating situations entailing a higher level or risk of parental investment. Second, there will be a discrepancy in the stringency of male and female choosiness that is more or less proportional to their differential risk of parental investment. This means that overall, females should be choosier than are males, but the difference between them should decrease as the difference in expected parental investment decreases.
Much research effort has been devoted to examining the criteria that human males and females use to choose mates, including physical traits such as attractiveness (Berry and Miller, 2001), facial symmetry (Thornhill and Gangestad, 1999), body odor (Herz and Inzlicht, 2002; Jacob et al., 2002; Wedekind and Furi, 1997), and age (de Sousa Campos et al., 2002); genetic traits such as major histocompatibility complex genotype (Ober et al., 1997); as well as traits like economic status (Borgerhoff Mulder, 1990) and personality (Landolt et al., 1995; Sadalla et al., 1987). Fewer studies have been designed as explicit tests of Trivers' parental investment model as it relates variable risk of parental investment to mate choice. The major exception is a series of studies by Kenrick et al. (1990, 1993) that investigated the effect of level of parental investment on the stringency of mate choice in mate choice relationships entailing different real risks of pregnancy. As predicted by the parental investment model, these studies had two important results. First, females were on average choosier than were males, although for some specific criteria, males were choosier than were females. Second, in both males and females, choosiness increases as risk of parental investment increases. There was one curious exception to this pattern: although females were choosier for relationships consisting of one-night stands (a single sexual encounter and nonzero risk of pregnancy) than for single dates (no sexual encounter and zero risk of pregnancy), males exhibited significantly lower choosiness for one-night stands. This result has been cited as evidence for the low standards in mate choice exhibited by human males, at least for sexual encounters that carry no commitment (Alcock, 1998: 622).
We were curious about why human males should exhibit this exception to the expected positive relationship between risk of parental investment (PI) and mate choosiness, an exception not predicted by Trivers' (1972) model, and one for which creative adaptive scenarios can easily be proposed (cf. commentaries in Gangestad and Simpson, 2000). We wondered if Kenrick et al.'s influential studies might actually have examined mate choice as it relates to perceived risk of parental investment rather than real risk. If males and females differently perceived risk of parental investment resulting from dates or one-night stands, this might be enough to explain the anomalous results for males. Therefore, we carried out a new version of Kenrick's studies, with certain adjustments, including explicitly defined levels of sexual activity in five types of relationship associated with increasing risk of parental investment. This also allowed us to distinguish post hoc between real and perceived risk of parental investment.
METHODS
Subjects
The participants were 468 undergraduate students from Brock University, 334 females and 134 males. This research was approved for use with human subjects by the Brock University Research Ethics Board (file number 00-072). Participants did not receive compensation for participating in the research. The questionnaire and raw data are available on request (from M.H.R.).
Procedures
The participants in the present study were requested to complete a questionnaire in which they indicated the minimum and maximum acceptable scores for particular traits in a potential partner, given a particular level of relationship. The possible scores ranged from one to 10 and were considered to be a measure of choosiness. The personal traits assessed were chosen to replicate as closely as possible those used in the early studies by Kenrick et al. (1990, 1993), with a few changes to remove gender-biased terms such as “good housekeeper”; these changes were made in response to suggestions received during preliminary tests of the questionnaire. The characteristics used were kind, understanding, religious, exciting personality, creative, artistic, intelligent, good earning potential, hospitable, wants children, easy-going, free of genetic disease, ethnicity, university graduate, physically attractive, healthy, aggressive, ambitious, emotionally stable, friendly, popular, powerful, sexy, wealthy, good sense of humor, high social status, likes to be in charge, grooming, and hygiene. The participants were also asked to rate themselves on the same criteria. An overall choosiness score was constructed by averaging all of the criteria for a given level of relationship.
The levels of relationship examined were single date, one-night stand, casual dating, steady dating, and marriage. The levels of involvement were derived from Kenrick et al. (1993) but were slightly modified in name. The following definitions were included in the questionnaire: single date, a single date that would not include any sexual activity; one-night stand, this type of situation involves sexual intercourse with a person you did not know and would not see again; casual dating, which refers to partners involved in a relationship including sexual intercourse but not necessarily exclusively with one partner; steady dating, which refers to partners involved in a committed relationship, and would include sexual intercourse; and marriage, which refers to formal marriage.
The instructions on the questionnaire emphasized that all relationships were to be treated hypothetically and that by answering the questions, no subjects implied that they had ever engaged in any of these relationships. We did not ask questions about subjects' sexual orientation, attitudes to sex before marriage, or use of birth control. Two orders of presentation of the levels of relationship (ascending or descending) within the questionnaire were used in order to control for any order effects. To minimize the biasing effect of self-rating on mate score (Kenrick et al., 1993), self scores were assessed at the end of the questionnaire, after the assessments of hypothetical mates.
Statistical methods
Principal components analysis using choosiness scores for the 29 characteristics as variables was undertaken to assess the feasibility of aggregating the characteristics into a smaller number of composite trait groups to simplify the analyses. Kenrick et al. (1990, 1993) aggregated their set of characteristics into eight composites such as dominance and family orientation. In this study, we found that the total variance explained by the first four principal components was only 57%, and that only four of 29 traits (ambitious, good earning potential, friendly, and intelligent) had even moderate factor loadings (more than 0.70), indicating no overall and easily interpretable pattern of trait preferences. Thus, for our data set, principal components analysis was not revealing, and we elected to analyze the data using general linear models (as Kenrick et al. also did).
For choosiness scores, we used ANCOVA to determine the influences of gender (a nominal variable), level of relationship (a
ranked, interval variable), and self-rating on choosiness (minimum score for a partner), according to the model
We analyzed both overall choosiness scores, and the individual choosiness scores for each of the 29 individual characteristics.
One-way ANOVA was used to compare gender differences in choosiness or self-scores within particular levels of relationship.
All analyses were performed by using SPSS.
RESULTS
For all types of relationships, the overall mean choosiness scores of females were higher than those of males (Figure 1 and Table 1). In both males and females, choosiness tended to increase as risk of parental investment increased, with a decrease in choosiness at the level of one-night stand. The difference between males and females was especially marked at the level of one-night stand (ANOVA: F1,490 = 16.707, p < .05), which probably accounts for a significant interaction between gender and level of relationship (Table 1).
Overall choosiness scores of male and female subjects ordered by real risk of parental investment as defined in the questionnaire.
ANCOVA of overall choosiness scores as a function of gender and level of relationship, with overall self-ratings as a covariate (data in Figure 1)
Separate analyses of choosiness scores for each characteristic revealed that for some characteristics (Table 2), females were choosier than were males, whereas for others males were choosier than were females, or there was no difference between the sexes. Because self-rating and choosiness scores tend to be correlated (Table 3), we looked for evidence that either gender is choosier for those traits in which that gender has higher self-ratings. As is evident from Table 2, neither males nor females tend to be choosier for traits on which they are more highly self-rated.
Gender patterns of choosiness for individual mate characteristics, as identified by ANCOVA (statistics not shown)
Correlation coefficients for male and female self-ratings and overall choosiness scores
DISCUSSION
The reliability of self-report data on questionnaires for assessing human behavioral ecology is somewhat controversial (Daly and Wilson, 1999), because self-assessment may be biased, subjects may lie, or they may not have perfect memory of events. We believe that to assess mate choosiness levels as they are associated with expected parental investment is only possible by using this method. First, lying and mischief-making would simply have increased the variance in responses, making it less likely that we would detect differences between males and females or a correlation between choosiness and parental investment risk. Second, subjects were stating their responses to hypothetical situations and did not need to rely on memory. Third, an observational study would require that individuals be observed in a variety of mate choice situations, and it is difficult to see how this could be achieved without resorting to memory-based accounts of past romantic adventures. Fourth, observational studies of mate choice have one serious drawback, which is that subjects (human or animal) must choose from the available pool of mates (Pawlowski and Dunbar, 1999), rather than from the completely free choice offered by a hypothetical situation. Thus, it is unlikely that in observing actual human mate choices, we would be able to reliably associate them with risk of parental investment. In short, Kenrick's studies and ours actually are at an advantage to be studying “the garrulous animal” (Daly and Wilson, 1999).
The present study and those of Kenrick et al. (1990, 1993) support the general prediction, based on parental investment theory (Trivers, 1972), that mate choice criteria become more stringent as risk of parental investment increases. Moreover, the prediction that females should be choosier than are males was also generally supported, although it was not true for all criteria nor was the difference between males and females statistically significant within every level of relationship (Table 1). In fact, the choosiness scores of males and females become more and more similar as the risk of parental investment increases, so that at the level of marriage, they were almost identical. This suggests that in long-term reproductive relationships, both males and females expect to invest heavily, and perhaps equivalently, in their offspring.
An important difference between the present study and the earlier work of Kenrick et al. (1990, 1993) is that we explicitly defined levels of sexual activity in the relationships. In the present study, this meant that the study subjects did not need to interpret the level of sexual activity involved in the hypothesized relationship, and allowed us to distinguish post hoc between real and perceived risk of parental investment as it relates to choosiness. Moreover, Kenrick et al. (1990, 1993) found that male choosiness declined at the level of one-night stand, whereas we found that the decline actually occurs in both sexes (Figure 1). This is evidence that study subjects do not judge risk of parental investment based solely on the level of sexual activity. This is not surprising given that widespread use of contraceptives may mean that the perceived risk of pregnancy in a one-night stand is zero, even though the risk is actually greater than zero. However, we suspect that contraceptive use is not the only explanation for the decline. As we were informed by the undergraduate testers of our questionnaire, a date requires planning and financial investment, and may be regarded as a potential prelude to a longer-term relationship that will eventually include sex—whereas a one-night stand often requires neither planning nor financial investment. As a result, the perceived risk of parental investment in a date is greater than zero, even though the actual risk is zero, whereas the perceived risk for a one-night stand is zero, even though the real risk is greater than zero. If we re-ordered the relationship levels so that one-night stand preceded single date, we would have perfect support for Trivers' (1972) hypothesis (Figure 1).
We found that male subjects seemed to be choosier for characteristics (e.g., attractive, grooming, and hygiene) related to physical appearance or health, whereas female subjects tended to be choosier for characteristics related to the resources of prospective mates (e.g., earning potential, high social status, university graduate, and wealthy) (Table 2). Although we did not directly address the issue of age in the present study, it appears to have been an indirect criterion, because physical attractiveness in females and resource acquisition in males are both associated with age (Bereczkei et al., 1997; Buss et al., 2000; Buunk et al., 2001; Kenrick and Keefe, 1992; Townsend and Wasserman, 1997). These patterns have been interpreted as evidence that human males choose mates primarily based on female health and child-bearing ability, whereas females choose mates based on male resource acquisition and holding ability (Pawlowski and Dunbar, 1999). Such interpretations must be made cautiously, especially when based on forced choices such as in our questionnaire, as missing sex-specific criteria might be as important or more important than those actually assessed (Herz and Inzlicht, 2002).
Alternative models of human mate choice are the social exchange and biological markets models, in which prospective partners attempt to exchange their assets for those of a partner, in a manner analogous to an economic exchange system. Social exchange theory predicts that individuals will assess their own qualities, and attempt to find partners of the same quality for relationships (Kenrick et al., 1993), and so predicts a correlation between self-scores and minimum mate choice criteria (Table 1). Mate similarity in quality is also predicted by biological markets models in which two classes of traders (males and females) exchange commodities (sex; Noe and Hammerstein, 1995; Pawlowski and Dunbar, 1999). In fact, the parental investment model also predicts mate similarity in quality, especially at higher levels of investment and in monogamous mating systems (as implied by marriage in the present study). So all three models make the same prediction. However, social exchange models do not predict the existence of gender differences in choosiness, except insofar as would be predicted by gender differences in the self scores (Thibaut and Kelley, 1959). In other words, females could be choosier than are males, but this would be because they rate themselves more highly. However, we found that females were choosier, despite having lower self-scores on average than do males. Furthermore, the characteristics for which each gender's self-scores were higher were not necessarily those for which they were choosier. Thus, the social exchange models are contradicted by the patterns revealed in the present study, as well as Kenrick's. Ultimately, our data fit the parental investment model but not the socioeconomic alternatives.
Acknowledgments
This research was approved for use with human subjects by the Brock University Research Ethics Board, file number 00–072, in compliance with Canadian laws and regulations. We thank the members of our laboratory group for their help in testing early versions of the questionnaire and Kevin Brown for his comments on the manuscript. This paper is based on K.W.'s fourth-year undergraduate research project.
- Behavioral Ecology vol. 16 no. 1 © International Society for Behavioral Ecology 2005; all rights reserved.







